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Posted on : 2023-10-10 VP - Marketing/Advertising Compliance (US) For A MNC Captive. Location : Hyderabad
Last Date to Apply 2023-10-31
Job Description

In this role, you will:

  • Manage a team responsible for establishing, implementing and maintaining risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
  • Oversee the Front Line's execution and challenges appropriately on compliance related decisions
  • Manage an aspect of the companywide compliance program for a business group or functional area with moderate risk and complexity, or oversee and monitor specific elements of the enterprise compliance program
  • Provide compliance risk and regulatory subject matter expertise for a defined set of moderate risk compliance program elements
  • Provide compliance risk and regulatory expertise for compliance program elements
  • Recommend opportunities for process improvement and risk control development
  • Manage coordination and communication with leadership regarding compliance risks
  • Implement strategic initiatives with moderate risk and complexity
  • Make decisions and resolve issues to meet business objectives
  • Interpret policies, procedures, and compliance requirements
  • Collaborate and influence all levels of professionals including managers
  • Lead team to achieve objectives
  • Manage communication and collaboration with business leaders, Legal, Audit, and regulators on risk related topics
  • Manage allocation of people and financial resources for Compliance
  • Mentor and guide talent development of direct reports and assist in hiring talent

Required Qualifications, US:

  • 14+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • 4+ years of Leadership experience

Required Qualifications, International:

  • Experience in Compliance, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Leadership experience

Desired Qualifications:

  • •Knowledge of FINRA, SEC & OCC (RSNIP) advertising rules.

•6 + years’ experience in reviewing advertising/promotional material.

•Excellent writing and editorial skills.

•Solid knowledge of products offered through Broker Dealers, RIA’s and/or Bank Trust   Departments

•Proven ability to understand and communicate effectively about technical, complex compliance standards and policies.

•Strong administrative and organizational skills in a deadline-driven environment.

•Ability to work independently and also as part of a high-functioning, collaborative team of professionals, including the ability to form relationships at all levels of the organization.

•Strong ability to prioritize and handle multiple tasks and to be detail oriented in a fast-paced, deadline driven environment. •Knowledge of emerging communications technology, both for working with colleagues, and for assessing the use of marketing content in emerging communications channels, including social media.

Salary Can be discussed
Industries Type Banking
Employement Type Full Time
Experience 16
Education Bachelors or Masters


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