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Posted on : 2022-10-19 AVP - COMPLIANCE (Conduct Risk) For A Banking Captive. Loc: BLR/HYD, Exp: 10+ Yrs Location : Bangalore or Hyderabad
Last Date to Apply 2022-11-19
Job Description

In this role, you will: 


  • Provide oversight and monitoring of business group risk based compliance programs

  • Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines

  • Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements

  • Oversee the Front Line's execution and challenges appropriately on compliance related decisions

  • Develop, oversee, and provide independent credible challenge to standards with subject matter expertise

  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change

  • Report findings and make recommendations to management and appropriate committees

  • Identify and recommend opportunities for process improvement and risk control development

  • Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

  • Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management

  • Oversee the Front Line's execution and challenges appropriately on compliance related decisions

  • Make decisions and resolve issues to meet business objectives

  • Interpret policies, procedures, and compliance requirements

  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

  • Work with complex business units, rules and regulations on moderate to high risk compliance matters

  • Interface with Audit, Legal, external agencies, and regulatory bodies on risk related topics 


Required Qualifications: 


• 10+ years of BFSI Compliance experience, or equivalent in Risk Management, Controls and Regulations. Extensive experience in multiple domains of Banking Regulatory Compliance across LOBs and functions

• Seasoned Risk Management and Regulatory Compliance SME with sound understanding of regulatory landscape. Highly analytical skills and ability to breakdown regulations and assess impact.

• Ability to groom team members to develop SME skills in the Regulatory Compliance domain. Provide Advisory support to key senior stakeholders on Compliance requirements across Enterprise functions HR, Finance etc.

• Has good knowledge of applicable local regulations and ability to perform impact analysis adeptly to changes in regulations

• Effective reporting and documentation skills

• Expert stakeholder management 


Desired Qualifications: 


• Masters degree in corporate laws/ legal/ Regulatory Affairs. Good to have ACA/ACS or equivalent. Relevant Risk and Regulatory certifications will be an advantage

• Experience in US Banking Regulations will be an advantage.

• General knowledge of industry standards and best practices around regulatory compliance, control evaluations / testing, internal audit and risk management processes.

• Ability to credibly challenge, conduct tough conversations and effectively communicate with various levels of management, including senior leaders and executives.

• Highly developed interpersonal skills, with an ability to communicate effectively with both the line of business and technical Team Members

• Creative and strategic thinking skills, including the ability to analyze business issues and identify key risks/mitigating controls, combined with a pragmatic approach to problem solving.

• Strong analytical skills with high attention to detail and accuracy.

• Excellent verbal, written, interpersonal communication skills and stakeholder management.

• Demonstrate positive attitude and readiness to work in a challenging and dynamic environment.


• Flexibility to multi-task and work across domains and business groups.



Salary Upto 40 Lac + Variable
Industries Type Banking
Employement Type Full Time
Experience 10
Education Masters degree in corporate laws/ legal/ Regulatory Affairs


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